Job Description

As a Senior Compliance Specialist - Controls and Testing at Octus, you will develop, implement, and maintain compliance controls policies and procedures to ensure adherence to regulatory requirements and mitigate risk across Reorg's products, services, and business practices. You will partner with cross-functional teams including Legal, Product, Technology, and Business to provide subject matter expertise and advise on control design. You will also partner with VP to design testing programs and perform testing to ensure ongoing compliance control effectiveness and identify opportunities for enhancement.

Responsibilities

• Draft policies and playbooks documenting internal controls and requirements for data access, system permissions, information barriers, data retention, vendor oversight, etc.
• Collaborate with other compliance team members to research regulations and translate requirements into practical, risk-based controls.
• Perform periodic control testing through review of permissions, system logs, sample testing, and other methods. Analyze results, identify gaps, and develop remediation plans.
• Clearly document and report the status of key controls to leadership.
• Advise product, engineering, and commercial teams on building compliant and ethical data products.

Requirements

• 5+ years in compliance, internal audit, risk management or related field
• Strong understanding of applicable regulations (GLBA, SOX, etc.)
• Established working knowledge of internal control concepts and testing methodology
• Prior experience in data/information services or financial sector (Compliance, Control Room) and exposure to tech/software industry and Agile development environment is a bonus
• Credential such as CPA, CIA is a plus

Benefits

• No benefits